Hughes Robert E's Form 4 filing
Genco Shipping & Trading Ltd (GNK) · filed Mar 10, 2022
- Accession no.
- 0001140361-22-008979
- Filed
- Mar 10, 2022
- Trade date
- Mar 8, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $226.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hughes Robert ECIK 0001765719 | Officer (Chief Operations Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2022 | Common Stock | MOption exerciseAcquired | +3,208 | $9.91 | +$31,791.28 | 11,001 | Direct | |
| Mar 8, 2022 | Common Stock | FTax withholdingDisposed | −1,486 | $21.38 | −$31,770.68 | 9,515 | Direct | |
| Mar 8, 2022 | Common Stock | MOption exerciseAcquired | +7,803 | $7.06 | +$55,089.18 | 17,318 | Direct | |
| Mar 8, 2022 | Common Stock | FTax withholdingDisposed | −2,576 | $21.38 | −$55,074.88 | 14,472 | Direct | |
| Mar 8, 2022 | Common Stock | SSaleDisposed | −10,500 | $21.55 | −$226,275 | 4,242 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2022 | Common Stock | MOption exerciseDisposed | −3,208 | $0.00 | $0 | 6,415 | Direct | |
| Mar 8, 2022 | Common Stock | MOption exerciseDisposed | −7,803 | $0.00 | $0 | 7,803 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.