Massachusetts Mutual Life Insurance Co's Form 4 filing
Invesco Ltd.IVZ · filed Mar 8, 2022
- Accession no.
- 0001140361-22-008501
- Filed
- Mar 8, 2022
- Trade date
- Nov 1, 2021-Mar 8, 2022
- Filing delay
- 127 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $78.4M. It was filed 127 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Massachusetts Mutual Life Insurance CoCIK 0000225602 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Shares | PPurchaseAcquired | +7,582 | $26.15F1 | +$198,269.3 | 7,582 | Direct | |
| Mar 4, 2022 | Common Shares | PPurchaseAcquired | +1,349,650 | $19.01F3 | +$25,656,846.5 | 1,357,232 | Direct | |
| Mar 7, 2022 | Common Shares | PPurchaseAcquired | +1,378,433 | $18.65F4 | +$25,707,775.45 | 2,735,665 | Direct | |
| Mar 8, 2022 | Common Shares | PPurchaseAcquired | +1,065,944 | $19.40F5 | +$20,679,313.6 | 3,801,609 | Direct | |
| Mar 8, 2022 | Common Shares | PPurchaseAcquired | +312,489 | $19.77F6 | +$6,177,907.53 | 4,114,098 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.11 to $26.20 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.73 to $19.23 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.42 to $18.84 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.74 to $19.735 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.74 to $19.86 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.