Phillips Keith D.'s Form 4 filing
Piedmont Lithium Inc.PLL · filed Feb 10, 2022
- Accession no.
- 0001140361-22-004485
- Filed
- Feb 10, 2022
- Trade date
- Feb 3-8, 2022
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $34.0K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Phillips Keith D.CIK 0001864191 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2022 | Common Stock, par value $0.0001 | AGrant or awardAcquired | +5,344 | $0.00 | $0 | 96,745 | Direct | |
| Feb 8, 2022 | Common Stock, par value $0.0001 | SSaleDisposed | −695 | $48.92F3 | −$33,999.4 | 96,050 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.81 to $49.005 per common share equivalent, inclusive. The reporting person undertakes to provide to Piedmont Lithium Inc., any security holder of Piedmont Lithium Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to this Form 4.
Referenced by the price of 1 transaction in Table I.