Pessin Norman H's Form 4 filing
Duos Technologies Group, Inc. (DUOT) · filed Feb 8, 2022
- Accession no.
- 0001140361-22-004145
- Filed
- Feb 8, 2022, 9:27 AM ET
- Trade date
- Feb 4, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $1.20M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pessin Norman HCIK 0000923666 | 10% Owner |
| Pessin Sandra FCIK 0000936979 | 10% Owner |
| Pessin Brian L.CIK 0001582758 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 4, 2022 | Common Stock | PPurchaseAcquired | +300,000 | $4.00 | +$1,200,000 | 766,157 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.