Saudi National Bank's Form 4 filing
Carlyle Credit Solutions, Inc. · filed Dec 23, 2021
- Accession no.
- 0001140361-21-042920
- Filed
- Dec 23, 2021, 3:41 PM ET
- Trade date
- Dec 17, 2021
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $11.3M. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saudi National BankCIK 0001761489 | 10% Owner |
| SNB Capital CoCIK 0001761563 | 10% Owner |
| NCB Capital Credit Fund I GP Co.CIK 0001838757 | 10% Owner |
| NCB Capital Credit Fund I L.P.CIK 0001838758 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2021 | Common Stock | PPurchaseAcquired | +32,963 | $20.90 | +$688,926.7 | 601,518.781 | Indirect | |
| Dec 17, 2021 | Common Stock | PPurchaseAcquired | +507,129 | $20.90 | +$10,598,996.1 | 524,912.721 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference.