Keenan W Howard JR's Form 4 filing
MNRL Sub Inc. (MNRL) · filed Dec 22, 2021
- Accession no.
- 0001140361-21-042737
- Filed
- Dec 22, 2021
- Trade date
- Dec 21, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 4 derivative transactions. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keenan W Howard JRCIK 0001370287 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2021 | Class B Common Stock | CConversionDisposed | −7,181 | –F9 | – | 121,560 | Indirect | |
| Dec 21, 2021 | Class A Common Stock | CConversionAcquired | +7,181 | –F9 | – | 7,181 | Indirect | |
| Dec 21, 2021 | Class A Common Stock | SSaleDisposed | −7,181 | –F8 | – | 0 | Indirect | |
| Dec 21, 2021 | Class B Common Stock | CConversionDisposed | −73,705 | –F10 | – | 1,247,744 | Indirect | |
| Dec 21, 2021 | Class A Common Stock | CConversionAcquired | +73,705 | –F10 | – | 73,705 | Indirect | |
| Dec 21, 2021 | Class A Common Stock | SSaleDisposed | −73,705 | –F8 | – | 0 | Indirect | |
| Dec 21, 2021 | Class B Common Stock | CConversionDisposed | −29,654 | –F11 | – | 502,014 | Indirect | |
| Dec 21, 2021 | Class A Common Stock | CConversionAcquired | +29,654 | –F11 | – | 29,654 | Indirect | |
| Dec 21, 2021 | Class A Common Stock | SSaleDisposed | −29,654 | –F8 | – | 0 | Indirect | |
| Dec 21, 2021 | Class B Common Stock | CConversionDisposed | −59,154 | –F12 | – | 1,001,416 | Indirect | |
| Dec 21, 2021 | Class A Common Stock | CConversionAcquired | +59,154 | –F12 | – | 59,154 | Indirect | |
| Dec 21, 2021 | Class A Common Stock | SSaleDisposed | −59,154 | –F8 | – | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2021 | Class A Common Stock | CConversionDisposed | −7,181 | $0.00 | $0 | 121,560 | Indirect | |
| Dec 21, 2021 | Class A Common Stock | CConversionDisposed | −73,705 | $0.00 | $0 | 1,247,744 | Indirect | |
| Dec 21, 2021 | Class A Common Stock | CConversionDisposed | −29,654 | $0.00 | $0 | 502,014 | Indirect | |
| Dec 21, 2021 | Class A Common Stock | CConversionDisposed | −59,154 | $0.00 | $0 | 1,001,416 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F8
These shares were sold in multiple transactions at varying prices specified in the November Form-4s.
Referenced by the price of 4 transactions in Table I.
- F9
On December 8, 2021, Yorktown IX requested that 7,181 shares of Class B common stock and 7,181 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 7,181 shares of Class A common stock.
Referenced by the price of 2 transactions in Table I.
- F10
On December 8, 2021, Yorktown X requested that 73,705 shares of Class B common stock and 73,705 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 73,705 shares of Class A common stock.
Referenced by the price of 2 transactions in Table I.
- F11
On December 8, 2021, Yorktown XI requested that 29,654 shares of Class B common stock and 29,654 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 29,654 shares of Class A common stock.
Referenced by the price of 2 transactions in Table I.
- F12
On December 8, 2021, YT Brigham requested that 59,154 shares of Class B common stock and 59,154 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 59,154 shares of Class A common stock.
Referenced by the price of 2 transactions in Table I.