DWS Growth Capital LP's Form 4 filing
Contango Oil & Gas Co (MCF) · filed Dec 8, 2021
- Accession no.
- 0001140361-21-040904
- Filed
- Dec 8, 2021, 9:10 PM ET
- Trade date
- Dec 6-7, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $966.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DWS Growth Capital LPCIK 0001831259 | 10% Owner |
| Avondale Growth Capital LPCIK 0001835526 | 10% Owner |
| DS Investments GP LLCCIK 0001835528 | 10% Owner |
| DWS Capital LPCIK 0001835529 | 10% Owner |
| JWS Investment Partnership LPCIK 0001835530 | 10% Owner |
| Schnitzer Ken L. Jr.CIK 0001835551 | 10% Owner |
| KLS GP LLCCIK 0001835552 | 10% Owner |
| Schnitzer WRI GP LLCCIK 0001835554 | 10% Owner |
| No. 4 LPCIK 0001835564 | 10% Owner |
| MD Opportunities LPCIK 0001835574 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2021 | Common Stock | PPurchaseAcquired | +317,525 | $3.05 | +$966,895.38 | 26,698,795 | Indirect | |
| Dec 7, 2021 | Common Stock | JOtherDisposed | −26,698,795 | –F3 | – | 0 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Disposed of pursuant to that certain Transaction Agreement among the Company, Independence Energy LLC, Crescent Energy Company ("Crescent"), IE OpCo LLC, IE L Merger Sub LLC and IE C Merger Inc. in exchange for 5,339,759 shares of Crescent common stock having a market value of $15.10 per share on the effective date of the merger.
Referenced by the price of 1 transaction in Table I.
Remarks
Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.