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OBrien Michael Christopher's Form 4 filing

Finwise Bancorp (FINW) · filed Nov 23, 2021

Accession no.
0001140361-21-039239
Filed
Nov 23, 2021
Trade date
Nov 19, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $26.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
OBrien Michael ChristopherCIK 0001893848Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 19, 2021Common Stock, par value $0.001 per sharePPurchaseAcquired+2,500$10.50+$26,2502,500Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Executive Vice President, Chief Compliance and Risk Officer and Corporate Counsel

Read the full filing on SEC EDGAR (opens in a new tab)