Whitebox Advisors LLC's Form 4 filing
Hycroft Mining Holding Corp (HYMC) · filed Nov 12, 2021
- Accession no.
- 0001140361-21-037715
- Filed
- Nov 12, 2021, 8:00 PM ET
- Trade date
- Nov 10-12, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $202.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whitebox Advisors LLCCIK 0001257391 | 10% Owner |
| Whitebox General Partner LLCCIK 0001650272 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Class A Common Stock, $0.0001 par value | SSaleDisposed | −71,375 | $1.07 | −$76,542.55 | 8,671,942 | Indirect | |
| Nov 11, 2021 | Class A Common Stock, $0.0001 par value | SSaleDisposed | −81,125 | $1.06 | −$85,732.9 | 8,590,817 | Indirect | |
| Nov 12, 2021 | Class A Common Stock, $0.0001 par value | SSaleDisposed | −38,299 | $1.04 | −$39,922.88 | 8,552,518 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Class A Common Stock, $0.0001 par value | SSaleDisposed | −125,000 | $0.1654 | −$20,675 | 187,252 | Indirect | |
| Nov 12, 2021 | Class A Common Stock, $0.0001 par value | SSaleDisposed | −50,000 | $0.1475 | −$7,375 | 137,252 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.