Vale S.A.'s Form 4 filing
Mosaic Co (MOS) · filed Nov 10, 2021
- Accession no.
- 0001140361-21-037438
- Filed
- Nov 10, 2021, 4:15 PM ET
- Trade date
- Nov 9, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $1.26B. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vale S.A.CIK 0000917851 | Other: Exit filing (see "Remarks") |
| Vale Fertilizer Netherlands B.V.CIK 0001728359 | Other: Exit filing (see "Remarks") |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | SSaleDisposed | −34,176,574 | $36.84 | −$1,259,064,986.16 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
(2) This filing constitutes a Form 4 exit filing for the Reporting Persons. (3) Prior to the date of the Sale, each of the Reporting Persons may have been deemed directors-by-deputization by virtue of their contractual right to appoint up to two directors to the board of directors of the Issuer (the "Appointment Right"). As a result of the Sale, the Appointment Right was terminated and the Reporting Persons are no longer subject to Section 16 of the Securities Exchange Act of 1934.