Advent International, L.P.'s Form 4 filing
Olaplex Holdings, Inc. (OLPX) · filed Oct 6, 2021
- Accession no.
- 0001140361-21-033921
- Filed
- Oct 6, 2021, 8:01 PM ET
- Trade date
- Oct 4, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $1.37B. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Advent International, L.P.CIK 0001034196 | Director, 10% Owner |
| Advent International GPE IX-I Limited PartnershipCIK 0001774604 | Director, 10% Owner |
| Advent International GPE IX-H Limited PartnershipCIK 0001774605 | Director, 10% Owner |
| Advent International GPE IX-G Limited PartnershipCIK 0001774606 | Director, 10% Owner |
| Advent International GPE IX-F Limited PartnershipCIK 0001774607 | Director, 10% Owner |
| Advent International GPE IX-C Limited PartnershipCIK 0001774608 | Director, 10% Owner |
| Advent International GPE IX Limited PartnershipCIK 0001774610 | Director, 10% Owner |
| Advent International GPE IX-B Limited PartnershipCIK 0001774614 | Director, 10% Owner |
| GPE IX GP Limited PartnershipCIK 0001882492 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2021 | Common Stock | SSaleDisposed | −68,711,029 | $19.90F1 | −$1,367,177,699.53 | 509,775,426 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
See Exhibit 99.1 for text of footnote (1).
Referenced by the price of 1 transaction in Table I.
Remarks
David Mussafer, the Chairman and Managing Partner of Advent, Tricia Glynn, a Managing Director of Advent and Michael White, a Principal of Advent (together, the "Advent Directors"), each serve on the board of directors of the Issuer, and have been deputized to represent the Reporting Persons on the board of directors. By virtue of the Advent Directors' representation, for purposes of Section 16 of the Securities Exchange Act of 1934, each of the Reporting Persons may be deemed directors by deputization of the Issuer. The Advent Directors have filed separate Section 16 reports disclosing securities of the Issuer that they may be deemed to beneficially own for Section 16 purposes. Exhibit 99.1 (Footnotes to Form 4) and Exhibit 99.2 (Signatures and Joint Filer Information) are incorporated by reference. Form 1 of 3: This Form 4 is the first of three Forms 4 being filed relating to the same event. The Form 4 has been split into multiple filings because there are more than 10 Reporting Persons total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. Each Form 4 will be filed by Designated Filer Advent International Corporation.