KKR European Fund V (USD) SCSp's Form 4 filing
Coty Inc.COTY · filed Oct 1, 2021
- Accession no.
- 0001140361-21-033277
- Filed
- Oct 1, 2021, 4:11 PM ET
- Trade date
- Sep 30, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 derivative transaction. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| KKR European Fund V (USD) SCSpCIK 0001755734 | 10% Owner |
| KKR Europe V Holdings LtdCIK 0001813351 | 10% Owner |
| KKR Associates Europe V SCSpCIK 0001813358 | 10% Owner |
| KKR Europe V S.a r.l.CIK 0001813365 | 10% Owner |
| KKR Rainbow Aggregator GP LLCCIK 0001813396 | 10% Owner |
| KKR Rainbow Aggregator L.P.CIK 0001813405 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Class A Common Stock | SSaleDisposed | −46,548,875 | –F1 | – | 277,902 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On September 30, 2021, Coty, Inc. and KKR Rainbow Aggregator L.P. entered into an agreement which provides for the exchange by KKR Rainbow Aggregator L.P. of 290,465 shares of Series B Preferred Stock, along with certain cash dividends declared thereon, for approximately 9% of the equity interests in Coty JV Holdings S.a r.l,, the holding company of certain assets, including the Wella, Clairol, OPI and ghd brands, which equity interests shall be issued to an affiliate of KKR Rainbow Aggregator L.P. The closing of the exchange is expected to occur on or about October 20, 2021.
Referenced by the price of 1 transaction in Table II.
Remarks
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.