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Saudi National Bank's Form 4 filing

Carlyle Credit Solutions, Inc. · filed Sep 23, 2021

Accession no.
0001140361-21-032237
Filed
Sep 23, 2021, 3:46 PM ET
Trade date
Sep 10, 2021
Filing delay
13 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $8.68M. It was filed 13 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Saudi National BankCIK 000176148910% Owner
SNB Capital CoCIK 000176156310% Owner
NCB Capital Credit Fund I GP Co.CIK 000183875710% Owner
NCB Capital Credit Fund I L.P.CIK 000183875810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 10, 2021Common StockPPurchaseAcquired+25,489$20.79+$529,916.31568,555.781Indirect
Sep 10, 2021Common StockPPurchaseAcquired+392,136$20.79+$8,152,507.442,606,087.151Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference.

Read the full filing on SEC EDGAR (opens in a new tab)