Investcorp S.A.'s Form 4 filing
Investcorp Credit Management BDC, Inc. (ICMB) · filed Aug 31, 2021
- Accession no.
- 0001140361-21-029866
- Filed
- Aug 31, 2021, 4:19 PM ET
- Trade date
- Aug 27, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $2.50M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Investcorp S.A.CIK 0000903555 | 10% Owner |
| Sipco Holdings LtdCIK 0001079218 | 10% Owner |
| Investcorp Credit Management US LLCCIK 0001790382 | 10% Owner |
| Investcorp BDC Holdings LtdCIK 0001791302 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Stock, $0.001 par value per share | PPurchaseAcquired | +399,210 | $6.27 | +$2,503,046.7 | 907,987 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.