Singh Dinakar's Form 4 filing
AxonPrime Infrastructure Acquisition Corp (APMIU) · filed Aug 19, 2021
- Accession no.
- 0001140361-21-028937
- Filed
- Aug 19, 2021, 9:12 PM ET
- Trade date
- Aug 17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $15.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Singh DinakarCIK 0001864565 | Officer (Chief Executive Officer), 10% Owner |
| AxonPrime Infrastructure Sponsor JV LLCCIK 0001875218 | 10% Owner |
| AxonPrime Infrastructure Sponsor LLCCIK 0001875223 | 10% Owner |
| Sloss DakinCIK 0001875411 | 10% Owner |
| Prime Infrastructure Sponsor LLCCIK 0001875908 | 10% Owner |
| Axon Infrastructure Sponsor LLCCIK 0001876164 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2021 | Class A Common Stock | PPurchaseAcquired | +1,500,000 | $10.00 | +$15,000,000 | 1,500,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2021 | Class A Common Stock | SSaleDisposed | −650,000 | $0.003 | −$1,950 | 3,587,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.