KKR Next Generation Technology Growth Fund L.P.'s Form 4 filing
KnowBe4, Inc. (KNBE) · filed Aug 18, 2021
- Accession no.
- 0001140361-21-028787
- Filed
- Aug 18, 2021, 4:58 PM ET
- Trade date
- Aug 16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $46.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| KKR Next Generation Technology Growth Fund L.P.CIK 0001670292 | 10% Owner |
| KKR Associates NGT L.P.CIK 0001855206 | 10% Owner |
| KKR Knowledge Investors GP LLCCIK 0001855232 | 10% Owner |
| KKR Knowledge Investors L.P.CIK 0001855233 | 10% Owner |
| KKR Next Gen Tech Growth LtdCIK 0001855241 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Class A Common Stock | CConversionDisposed | −2,341,922 | $0.00 | $0 | 28,810,958 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a conversion of Class B common stock, par value $0.00001 ("Class B Common Stock"), of KnowBe4, Inc. (the "Issuer") into an equal number of shares of Class A common stock, par value $0.00001, of the Issuer ("Class A Common Stock").
Referenced by the price of 1 transaction in Table I.
- F2
This amount represents the $20.75 secondary public offering price per share of Class A Common Stock, less the underwriting discount of $0.83 per share for shares sold pursuant to an underwritten public offering.
Referenced by the price of 1 transaction in Table I.
Remarks
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.