Winn David Randall's Form 4 filing
ZoomInfo Technologies Inc. (GTM) · filed Aug 4, 2021
- Accession no.
- 0001140361-21-026987
- Filed
- Aug 4, 2021, 8:20 PM ET
- Trade date
- Aug 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.18M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Winn David RandallCIK 0001813116 | Director, 10% Owner |
| FiveW DiscoverOrg LLCCIK 0001629062 | 10% Owner, Other: See Remarks |
| FiveW Capital LLCCIK 0001813869 | 10% Owner, Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Class A Common Stock | CConversionAcquired | +5,290 | –F6 | – | 5,290 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | CConversionAcquired | +12,791 | –F6 | – | 12,791 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | CConversionAcquired | +2,933 | –F6 | – | 1,000,442 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | CConversionAcquired | +420 | –F7 | – | 420 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −5,290 | $55.02F11 | −$291,043.1 | 0 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −12,791 | $55.02F11 | −$703,730.12 | 0 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −2,933 | $55.02F11 | −$161,366.62 | 997,509 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −420 | $55.02F11 | −$23,107.39 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Class A Common Stock | CConversionDisposed | −5,290 | $0.00 | $0 | 3,924,340 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | CConversionDisposed | −12,791 | $0.00 | $0 | 10,222,896 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | CConversionDisposed | −2,933 | $0.00 | $0 | 1,875,436 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | CConversionDisposed | −420 | $0.00 | $0 | 76,154 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share.
Referenced by the price of 3 transactions in Table I.
- F7
Pursuant to the terms of the limited liability company agreement for ZoomInfo Intermediate Holdings LLC ("HoldCo"), limited liability company units of HoldCo ("HoldCo Units") and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.13, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 4 transactions in Table I.
Remarks
This Form 4 is being filed in conjunction with the Form 4 filed simultaneously by: 22C Magellan Holdings LLC, 22C Capital I-A, L.P., 22C DiscoverOrg Investors, LLC, 22C DiscoverOrg MM, LLC, 22C DiscoverOrg Advisors, LLC, 22C Capital I, L.P., 22C Capital GP I, L.L.C., 22C Capital GP I MM LLC, and Eric Edell. Each of Mr. Edell, the 22C Capital reporting persons and the FiveW reporting persons may be deemed directors of the Issuer by deputization of Mr. Winn, who serves as a director on the Issuer's board of directors. Exhibit 99.1: Additional Signatures