Keenan W Howard JR's Form 4 filing
MNRL Sub Inc. (MNRL) · filed Jul 16, 2021
- Accession no.
- 0001140361-21-024596
- Filed
- Jul 16, 2021
- Trade date
- Jul 14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 4 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keenan W Howard JRCIK 0001370287 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2021 | Class B Common Stock | CConversionDisposed | −4,568 | –F9 | – | 128,741 | Indirect | |
| Jul 14, 2021 | Class A Common Stock | CConversionAcquired | +4,568 | –F9 | – | 4,568 | Indirect | |
| Jul 14, 2021 | Class A Common Stock | SSaleDisposed | −4,568 | –F8 | – | 0 | Indirect | |
| Jul 14, 2021 | Class B Common Stock | CConversionDisposed | −46,890 | –F10 | – | 1,321,449 | Indirect | |
| Jul 14, 2021 | Class A Common Stock | CConversionAcquired | +46,890 | –F10 | – | 46,890 | Indirect | |
| Jul 14, 2021 | Class A Common Stock | SSaleDisposed | −46,890 | –F8 | – | 0 | Indirect | |
| Jul 14, 2021 | Class B Common Stock | CConversionDisposed | −18,864 | –F11 | – | 531,668 | Indirect | |
| Jul 14, 2021 | Class A Common Stock | CConversionAcquired | +18,864 | –F11 | – | 18,864 | Indirect | |
| Jul 14, 2021 | Class A Common Stock | SSaleDisposed | −18,864 | –F8 | – | 0 | Indirect | |
| Jul 14, 2021 | Class B Common Stock | CConversionDisposed | −37,632 | –F12 | – | 1,060,570 | Indirect | |
| Jul 14, 2021 | Class A Common Stock | CConversionAcquired | +37,632 | –F12 | – | 37,632 | Indirect | |
| Jul 14, 2021 | Class A Common Stock | SSaleDisposed | −37,632 | –F8 | – | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2021 | Class A Common Stock | CConversionDisposed | −4,568 | $0.00 | $0 | 128,741 | Indirect | |
| Jul 14, 2021 | Class A Common Stock | CConversionDisposed | −46,890 | $0.00 | $0 | 1,321,449 | Indirect | |
| Jul 14, 2021 | Class A Common Stock | CConversionDisposed | −18,864 | $0.00 | $0 | 531,668 | Indirect | |
| Jul 14, 2021 | Class A Common Stock | CConversionDisposed | −37,632 | $0.00 | $0 | 1,060,570 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F8
These shares were sold in multiple transactions at varying prices specified in the June Form-4.
Referenced by the price of 4 transactions in Table I.
- F9
On June 25, 2021, Yorktown IX requested that 4,568 shares of Class B common stock and 4,568 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 4,568 shares of Class A common stock.
Referenced by the price of 2 transactions in Table I.
- F10
On June 25, 2021, Yorktown X requested that 46,890 shares of Class B common stock and 46,890 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 46,890 shares of Class A common stock.
Referenced by the price of 2 transactions in Table I.
- F11
On June 25, 2021, Yorktown XI requested that 18,864 shares of Class B common stock and 18,864 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 18,864 shares of Class A common stock.
Referenced by the price of 2 transactions in Table I.
- F12
On June 25, 2021, YT Brigham requested that 37,632 shares of Class B common stock and 37,632 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 37,632 shares of Class A common stock.
Referenced by the price of 2 transactions in Table I.