Phillips Keith D.'s Form 4 filing
Piedmont Lithium Inc. (PLL) · filed Jul 7, 2021
- Accession no.
- 0001140361-21-023645
- Filed
- Jul 7, 2021
- Trade date
- Jul 5-6, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.97M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Phillips Keith D.CIK 0001864191 | Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 5, 2021 | Common Stock, par value $0.0001 | SSaleDisposed | −4,000 | $76.92 | −$307,680 | 79,139 | Direct | |
| Jul 6, 2021 | Common Stock, par value $0.0001 | MOption exerciseAcquired | +30,000 | $18.57 | +$557,100 | 109,139 | Direct | |
| Jul 6, 2021 | Common Stock, par value $0.0001 | SSaleDisposed | −4,445 | $71.95 | −$319,817.75 | 104,694 | Direct | |
| Jul 6, 2021 | Common Stock, par value $0.0001 | SSaleDisposed | −1,620 | $72.66 | −$117,709.2 | 103,074 | Direct | |
| Jul 6, 2021 | Common Stock, par value $0.0001 | SSaleDisposed | −2,258 | $73.75 | −$166,527.5 | 100,816 | Direct | |
| Jul 6, 2021 | Common Stock, par value $0.0001 | SSaleDisposed | −1,622 | $74.88 | −$121,455.36 | 99,194 | Direct | |
| Jul 6, 2021 | Common Stock, par value $0.0001 | SSaleDisposed | −1,853 | $76.20 | −$141,198.6 | 97,341 | Direct | |
| Jul 6, 2021 | Common Stock, par value $0.0001 | SSaleDisposed | −3,624 | $77.22 | −$279,845.28 | 93,717 | Direct | |
| Jul 6, 2021 | Common Stock, par value $0.0001 | SSaleDisposed | −3,158 | $78.04 | −$246,450.32 | 90,559 | Direct | |
| Jul 6, 2021 | Common Stock, par value $0.0001 | SSaleDisposed | −3,500 | $77.66 | −$271,810 | 87,059 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2021 | Common Stock, par value $0.0001 | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 30,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.