Welch David F's Form 4 filing
Infinera Corp (INFN) · filed Feb 28, 2022
- Accession no.
- 0001138639-22-000039
- Filed
- Feb 28, 2022
- Trade date
- Feb 24-28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $5.01M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Welch David FCIK 0001399122 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2022 | Common Stock | SSaleDisposed | −150,000 | $9.05F1 | −$1,357,500 | 553,541 | Indirect | |
| Feb 25, 2022 | Common Stock | SSaleDisposed | −200,000 | $9.13F3 | −$1,826,000 | 353,541 | Indirect | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −200,000 | $9.14F4 | −$1,828,000 | 153,541 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $9.00 to $9.10 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $9.10 to $9.15 per share. Upon request by the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $9.10 to $9.20 per share. Upon request by the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, Dr. Welch will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.