Walden Nicholas's Form 4 filing
Infinera Corp (INFN) · filed Feb 23, 2022
- Accession no.
- 0001138639-22-000037
- Filed
- Feb 23, 2022
- Trade date
- Feb 15-22, 2022
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $44.3K. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walden NicholasCIK 0001798919 | Officer (SVP, Worldwide Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | AGrant or awardAcquired | +2,904 | $7.20F2 | +$20,908.8 | 37,317 | Direct | |
| Feb 22, 2022 | Common Stock | SSaleDisposed | −2,904 | $9.07 | −$26,339.28 | 34,413 | Direct | |
| Feb 22, 2022 | Common Stock | SSaleDisposed | −1,978 | $9.08 | −$17,960.24 | 32,435 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
In accordance with the ESPP provisons, these shares were purchased based on 85% of the closing price of the Issuer's common stock on February 15, 2022.
Referenced by the price of 1 transaction in Table I.