Romano Gianluca's Form 4 filing
Seagate Technology Holdings plc (STX) · filed Aug 9, 2024
- Accession no.
- 0001137789-24-000070
- Filed
- Aug 9, 2024
- Trade date
- Aug 7, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.44M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Romano GianlucaCIK 0001764650 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2024 | Ordinary Shares | MOption exerciseAcquired | +4,837 | $46.23F1 | +$223,614.51 | 78,380 | Direct | |
| Aug 7, 2024 | Ordinary Shares | SSaleDisposed | −1,613 | $93.80F3 | −$151,299.4 | 76,767 | Direct | |
| Aug 7, 2024 | Ordinary Shares | SSaleDisposed | −3,224 | $94.88F4 | −$305,893.12 | 73,543 | Direct | |
| Aug 7, 2024 | Ordinary Shares | SSaleDisposed | −6,960 | $93.88F5 | −$653,404.8 | 66,583 | Direct | |
| Aug 7, 2024 | Ordinary Shares | SSaleDisposed | −11,587 | $94.82F6 | −$1,098,679.34 | 54,996 | Direct | |
| Aug 7, 2024 | Ordinary Shares | SSaleDisposed | −2,376 | $95.14F7 | −$226,052.64 | 52,620 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2024 | Ordinary Shares | MOption exerciseDisposed | −4,837 | $0.00 | $0 | 4,032 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The option exercise and all sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 1, 2024, by the Reporting Person.
Referenced by the price of 1 transaction in Table I.
- F3
These Ordinary Shares were sold in multiple trades at prices ranging from $93.45 to $94.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
These Ordinary Shares were sold in multiple trades at prices ranging from $94.51 to $95.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
These Ordinary Shares were sold in multiple trades at prices ranging from $93.43 to $94.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
These Ordinary Shares were sold in multiple trades at prices ranging from $94.51 to $95.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
These Ordinary Shares were sold in multiple trades at prices ranging from $95.07 to $95.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.