Mosley William D's Form 4 filing
Seagate Technology Holdings plc (STX) · filed Dec 12, 2023
- Accession no.
- 0001137789-23-000148
- Filed
- Dec 12, 2023
- Trade date
- Dec 8-9, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.4M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mosley William DCIK 0001388390 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2023 | Ordinary Shares | MOption exerciseAcquired | +153,188 | $30.95 | +$4,741,168.6 | 822,148 | Direct | |
| Dec 8, 2023 | Ordinary Shares | SSaleDisposed | −153,188 | $80.21F1 | −$12,287,209.48 | 668,960 | Direct | |
| Dec 9, 2023 | Ordinary Shares | MOption exerciseAcquired | +2,814 | $0.00 | $0 | 671,774 | Direct | |
| Dec 9, 2023 | Ordinary Shares | SSaleDisposed | −1,396 | $80.59 | −$112,503.64 | 670,378 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2023 | Ordinary Shares | MOption exerciseDisposed | −153,188 | $0.00 | $0 | 0 | Direct | |
| Dec 9, 2023 | Ordinary Shares | MOption exerciseDisposed | −2,814 | $0.00 | $0 | 30,959 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The option exercise and sale of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 1, 2023, by the Reporting Person.
Referenced by the price of 1 transaction in Table I.