Romano Gianluca's Form 4/A amendment
AmendedSeagate Technology Holdings plc (STX) · filed Dec 1, 2023
- Accession no.
- 0001137789-23-000134
- Filed
- Dec 1, 2023
- Trade date
- Nov 29, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Nov 30, 2023
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.89M. It was filed 2 days after the trade.
This amendment replaces 0001137789-23-000132 (filed Nov 30, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Romano GianlucaCIK 0001764650 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Ordinary Shares | MOption exerciseAcquired | +28,791 | $45.89 | +$1,321,218.99 | 92,182 | Direct | |
| Nov 29, 2023 | Ordinary Shares | MOption exerciseAcquired | +16,125 | $46.23 | +$745,458.75 | 108,307 | Direct | |
| Nov 29, 2023 | Ordinary Shares | MOption exerciseAcquired | +16,979 | $54.78 | +$930,109.62 | 125,286 | Direct | |
| Nov 29, 2023 | Ordinary Shares | SSaleDisposed | −24,600 | $79.00 | −$1,943,400 | 100,686 | Direct | |
| Nov 29, 2023 | Ordinary Shares | SSaleDisposed | −350 | $79.01 | −$27,653.5 | 100,336 | Direct | |
| Nov 29, 2023 | Ordinary Shares | SSaleDisposed | −36,945 | $79.03 | −$2,919,763.35 | 63,391 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Ordinary Shares | MOption exerciseDisposed | −28,791 | $0.00 | $0 | 0 | Direct | |
| Nov 29, 2023 | Ordinary Shares | MOption exerciseDisposed | −16,979 | $0.00 | $0 | 0 | Direct | |
| Nov 29, 2023 | Ordinary Shares | MOption exerciseDisposed | −16,125 | $0.00 | $0 | 8,869 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The option exercise and sale of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 26, 2023, by the Reporting Person. The aggregate number of ordinary shares to be sold under this plan is 78,877.
- F2
Options granted to the Reporting Person under the Seagate Technology Holdings plc 2012 Equity Incentive Plan (the "Plan") are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the options will vest on February 20, 2020. The remaining options will vest in equal monthly installments over the 36 months following February 20, 2020.
- F3
Options granted to the Reporting Person under the Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 9, 2020. Subject to continuous employment, the remaining options vest in equal monthly installments over the 36 months following September 9, 2020.
- F4
Options granted to the Reporting Person under the Plan are subject to a four-year vesting schedule. Subject to continuous employment, one-quarter of the options will vest on September 9, 2021. The remaining options will vest in equal monthly installments over the 36 months following September 9, 2021.
Remarks
Exhibit 24 - Power of Attorney attached hereto