Nygaard Jeffrey D.'s Form 4 filing
Seagate Technology Holdings plc (STX) · filed Feb 2, 2023
- Accession no.
- 0001137789-23-000012
- Filed
- Feb 2, 2023
- Trade date
- Feb 1, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.54M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nygaard Jeffrey D.CIK 0001720273 | Officer (EVP, Operations and Technology) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2023 | Ordinary Shares | MOption exerciseAcquired | +8,809 | $30.95 | +$272,638.55 | 39,169 | Direct | |
| Feb 1, 2023 | Ordinary Shares | SSaleDisposed | −3,200 | $68.44F3 | −$219,008 | 35,969 | Direct | |
| Feb 1, 2023 | Ordinary Shares | SSaleDisposed | −2,289 | $69.27F4 | −$158,559.03 | 33,680 | Direct | |
| Feb 1, 2023 | Ordinary Shares | SSaleDisposed | −3,159 | $70.51F5 | −$222,741.09 | 30,521 | Direct | |
| Feb 1, 2023 | Ordinary Shares | SSaleDisposed | −161 | $71.05F6 | −$11,439.05 | 30,360 | Direct | |
| Feb 1, 2023 | Ordinary Shares | MOption exerciseAcquired | +28,000 | $39.85 | +$1,115,800 | 58,360 | Direct | |
| Feb 1, 2023 | Ordinary Shares | SSaleDisposed | −14,000 | $67.96F7 | −$951,440 | 44,360 | Direct | |
| Feb 1, 2023 | Ordinary Shares | SSaleDisposed | −14,000 | $70.12F8 | −$981,680 | 30,360 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2023 | Ordinary Shares | MOption exerciseDisposed | −8,809 | $0.00 | $0 | 0 | Direct | |
| Feb 1, 2023 | Ordinary Shares | MOption exerciseDisposed | −28,000 | $0.00 | $0 | 12,301 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
These Ordinary Shares were sold in multiple trades at prices ranging from $67.82 to $68.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
These Ordinary Shares were sold in multiple trades at prices ranging from $68.84 to $69.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
These Ordinary Shares were sold in multiple trades at prices ranging from $69.95 to $70.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
These Ordinary Shares were sold in multiple trades at prices ranging from $71.03 to $71.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
These Ordinary Shares were sold in multiple trades at prices ranging from $67.64 to $68.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
These Ordinary Shares were sold in multiple trades at prices ranging from $70.00 to $70.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.