Romano Gianluca's Form 4 filing
Seagate Technology Holdings plc (STX) · filed Feb 24, 2022
- Accession no.
- 0001137789-22-000020
- Filed
- Feb 24, 2022
- Trade date
- Feb 22, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 6 derivative transactions. Open-market sales total $2.20M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Romano GianlucaCIK 0001764650 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Ordinary Shares | MOption exerciseAcquired | +11,997 | $45.89 | +$550,542.33 | 31,388 | Direct | |
| Feb 22, 2022 | Ordinary Shares | MOption exerciseAcquired | +4,467 | $54.78 | +$244,702.26 | 35,855 | Direct | |
| Feb 22, 2022 | Ordinary Shares | MOption exerciseAcquired | +4,031 | $46.23 | +$186,353.13 | 39,886 | Direct | |
| Feb 22, 2022 | Ordinary Shares | SSaleDisposed | −16,490 | $107.26F2 | −$1,768,717.4 | 23,396 | Direct | |
| Feb 22, 2022 | Ordinary Shares | SSaleDisposed | −4,005 | $107.79F3 | −$431,698.95 | 19,391 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Ordinary Shares | MOption exerciseDisposed | −11,997 | $0.00 | $0 | 28,791 | Direct | |
| Feb 22, 2022 | Ordinary Shares | MOption exerciseDisposed | −4,467 | $0.00 | $0 | 16,979 | Direct | |
| Feb 22, 2022 | Ordinary Shares | MOption exerciseDisposed | −4,031 | $0.00 | $0 | 24,994 | Direct | |
| Feb 22, 2022 | Ordinary Shares | AGrant or awardAcquired | +56,170 | $0.00 | $0 | 56,170 | Direct | |
| Feb 22, 2022 | Ordinary Shares | AGrant or awardAcquired | +18,725 | $0.00 | $0 | 18,725 | Direct | |
| Feb 22, 2022 | Ordinary Shares | AGrant or awardAcquired | +18,725 | $0.00 | $0 | 37,450 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
These Ordinary Shares were sold in multiple trades at prices ranging from $106.64 to $107.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
These Ordinary Shares were sold in multiple trades at prices ranging from $107.65 to $108.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.