Naik Ravi's Form 4 filing
Seagate Technology Holdings plc (STX) · filed Nov 9, 2021
- Accession no.
- 0001137789-21-000130
- Filed
- Nov 9, 2021
- Trade date
- Jul 8-Nov 5, 2021
- Filing delay
- 124 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market purchases total $27.0K. Open-market sales total $1.96M. It was filed 124 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Naik RaviCIK 0001845312 | Officer (EVP & CIO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 8, 2021 | Ordinary Shares | PPurchaseAcquired | +121.91 | $87.73 | +$10,695.16 | 27,173.91 | Direct | |
| Oct 7, 2021 | Ordinary Shares | PPurchaseAcquired | +200.81 | $81.28 | +$16,321.84 | 27,374.72 | Direct | |
| Nov 1, 2021 | Ordinary Shares | SSaleDisposed | −322.72 | $91.56 | −$29,548.24 | 27,052 | Direct | |
| Nov 5, 2021 | Ordinary Shares | MOption exerciseAcquired | +20,000 | $31.46 | +$629,200 | 47,052 | Direct | |
| Nov 5, 2021 | Ordinary Shares | SSaleDisposed | −20,000 | $96.36F1 | −$1,927,200 | 27,052 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Ordinary Shares | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 63,120 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These Ordinary Shares were sold in multiple trades at prices ranging from $96.27 to $96.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.