Romano Gianluca's Form 4 filing
Seagate Technology Holdings plc (STX) · filed Oct 6, 2021
- Accession no.
- 0001137789-21-000101
- Filed
- Oct 6, 2021
- Trade date
- Oct 4, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.21M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Romano GianlucaCIK 0001764650 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2021 | Ordinary Shares | MOption exerciseAcquired | +11,996 | $45.89 | +$550,496.44 | 33,510 | Direct | |
| Oct 4, 2021 | Ordinary Shares | MOption exerciseAcquired | +9,675 | $46.23 | +$447,275.25 | 43,185 | Direct | |
| Oct 4, 2021 | Ordinary Shares | MOption exerciseAcquired | +4,468 | $54.78 | +$244,757.04 | 47,653 | Direct | |
| Oct 4, 2021 | Ordinary Shares | SSaleDisposed | −19,562 | $84.17F2 | −$1,646,533.54 | 28,091 | Direct | |
| Oct 4, 2021 | Ordinary Shares | SSaleDisposed | −6,577 | $85.07F3 | −$559,505.39 | 21,514 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2021 | Ordinary Shares | MOption exerciseDisposed | −11,996 | $0.00 | $0 | 40,788 | Direct | |
| Oct 4, 2021 | Ordinary Shares | MOption exerciseDisposed | −9,675 | $0.00 | $0 | 29,025 | Direct | |
| Oct 4, 2021 | Ordinary Shares | MOption exerciseDisposed | −4,468 | $0.00 | $0 | 21,446 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
These Ordinary Shares were sold in multiple trades at prices ranging from $83.59 to $84.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes toprovide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
These Ordinary Shares were sold in multiple trades at prices ranging from $84.62 to $85.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes toprovide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.