Teh Ban Seng's Form 4 filing
Seagate Technology Holdings plc (STX) · filed Sep 15, 2021
- Accession no.
- 0001137789-21-000099
- Filed
- Sep 15, 2021
- Trade date
- Sep 11-14, 2021
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $289.0K. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Teh Ban SengCIK 0001801425 | Officer (EVP, Global Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2021 | Ordinary Shares | MOption exerciseAcquired | +623 | $0.00 | $0 | 11,118 | Direct | |
| Sep 13, 2021 | Ordinary Shares | MOption exerciseAcquired | +1,037 | $30.95 | +$32,095.15 | 12,155 | Direct | |
| Sep 13, 2021 | Ordinary Shares | SSaleDisposed | −1,037 | $83.86 | −$86,962.82 | 11,118 | Direct | |
| Sep 13, 2021 | Ordinary Shares | SSaleDisposed | −1,785 | $83.86 | −$149,690.1 | 9,333 | Direct | |
| Sep 14, 2021 | Ordinary Shares | SSaleDisposed | −623 | $83.99 | −$52,325.77 | 8,710 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2021 | Ordinary Shares | MOption exerciseDisposed | −623 | $0.00 | $0 | 0 | Direct | |
| Sep 13, 2021 | Ordinary Shares | MOption exerciseDisposed | −1,037 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.