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Woods Dennis R's Form 4 filing

United Security Bancshares (UBFO) · filed Sep 18, 2023

Accession no.
0001137547-23-000124
Filed
Sep 18, 2023
Trade date
Sep 14, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $14.5K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Woods Dennis RCIK 0001144507Director, Officer (CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 14, 2023Common StockPPurchaseAcquired+2,000$7.24+$14,480873,316Indirect
Sep 14, 2023Common StockJOtherAcquired0–F2–33,088Indirect
Sep 14, 2023Common StockJOtherAcquired0–F3–230,202Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents shares held in Mr. Woods Spouse's IRA. For disclosure purposes only.

Referenced by the price of 1 transaction in Table I.

F3

Represents shares held by Mr. Woods directly. For disclosure purposes only.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)