Norcross Gary's Form 4 filing
Fidelity National Information Services, Inc. (FIS) · filed Sep 13, 2022
- Accession no.
- 0001136893-22-000168
- Filed
- Sep 13, 2022
- Trade date
- Sep 9-12, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $10.9M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Norcross GaryCIK 0001350904 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2022 | Common Stock | MOption exerciseAcquired | +80,000 | $66.18 | +$5,294,400 | 926,643.15 | Direct | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −18,945 | $90.02F2 | −$1,705,428.9 | 907,698.15 | Direct | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −42,412 | $90.99F3 | −$3,859,067.88 | 865,286.15 | Direct | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −18,643 | $91.55F4 | −$1,706,766.65 | 846,643.15 | Direct | |
| Sep 12, 2022 | Common Stock | MOption exerciseAcquired | +39,403 | $66.18 | +$2,607,690.54 | 886,046.15 | Direct | |
| Sep 12, 2022 | Common Stock | SSaleDisposed | −5,364 | $92.89F5 | −$498,261.96 | 880,682.15 | Direct | |
| Sep 12, 2022 | Common Stock | SSaleDisposed | −34,039 | $93.25F6 | −$3,174,136.75 | 846,643.15 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2022 | Common Stock | MOption exerciseDisposed | −80,000 | $66.18 | −$5,294,400 | 39,403 | Direct | |
| Sep 12, 2022 | Common Stock | MOption exerciseDisposed | −39,403 | $66.18 | −$2,607,690.54 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $89.46 to $90.46. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $90.47 to $91.46. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $91.47 to $91.83. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $92.00 to $92.99. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $93.00 to $93.80. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.