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Murray Donald B's Form 4 filing

Resources Connection, Inc. (RGP) · filed Apr 25, 2023

Accession no.
0001133824-23-000003
Filed
Apr 25, 2023
Trade date
Apr 24-25, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.31M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Murray Donald BCIK 0001133824Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 24, 2023Common StockMOption exerciseAcquired+20,000$11.05+$221,00040,968Direct
Apr 24, 2023Common StockSSaleDisposed−20,000$14.90F1−$298,00020,968Direct
Apr 25, 2023Common StockMOption exerciseAcquired+70,000$11.05+$773,50090,968Direct
Apr 25, 2023Common StockSSaleDisposed−70,000$14.52F2−$1,016,40020,968Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 24, 2023Common StockMOption exerciseDisposed−20,000$0.00$070,000Direct
Apr 25, 2023Common StockMOption exerciseDisposed−70,000$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported price in Column 4 is a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $14.875 to $14.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

The reported price in Column 4 is a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $14.41 to $14.92 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)