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Uihlein Richard E's Form 4 filing

Galectin Therapeutics Inc (GALT) · filed Aug 4, 2026

Accession no.
0001133416-26-000065
Filed
Aug 4, 2026, 7:52 AM ET
Trade date
Jul 31, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Uihlein Richard ECIK 0001694903Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 31, 2026Common StockMOption exerciseAcquired+31,825,235$3.00+$95,475,70542,162,911Indirect
Jul 31, 2026Common StockMOption exerciseAcquired+2,550,932$4.05+$10,331,274.644,713,843Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 31, 2026Common StockMOption exerciseDisposed−31,825,235$95,475,705.00F1–0IndirectPrice outlier
Jul 31, 2026Common StockMOption exerciseDisposed−2,550,932$10,331,275.00F2–0IndirectPrice outlier

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Consists of $91,000,000 in principal and $14,475,705 in accrued interest.

Referenced by the price of 1 transaction in Table II.

F2

Consists of $10,000,000 of principal and $331,275 of accrued interest.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)