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Lewis Joel's Form 4 filing

Galectin Therapeutics Inc (GALT) · filed Dec 26, 2024

Accession no.
0001133416-24-000070
Filed
Dec 26, 2024
Trade date
Dec 23, 2024
Filing delay
3 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $49.8K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lewis JoelCIK 0001725595Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 23, 2024Common StockMOption exerciseAcquired+56,000$0.00F1$0953,012Direct
Dec 23, 2024Common StockSSaleDisposed−56,000$0.89F5−$49,840897,012Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 23, 2024Common StockMOption exerciseAcquired+56,000$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Shares of common stock acquired for no additional consideration resulting from vesting of Restricted Stock units.

Referenced by the price of 1 transaction in Table I.

F5

Multiple transactions ranging from $0.92 to $0.85 with an average of $0.8859.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)