Hickox Winston H's Form 4 filing
Cadiz Inc (CDZI) · filed Apr 5, 2022
- Accession no.
- 0001131058-22-000002
- Filed
- Apr 5, 2022
- Trade date
- Apr 1-4, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $164.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hickox Winston HCIK 0001299311 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2022 | Common Stock | PPurchaseAcquired | +44,410 | $2.12 | +$94,149.2 | 121,325 | Direct | |
| Apr 1, 2022 | Common Stock | PPurchaseAcquired | +27,590 | $2.12 | +$58,490.8 | 62,590 | Indirect | |
| Apr 4, 2022 | Common Stock | PPurchaseAcquired | +5,385 | $2.22 | +$11,954.7 | 126,710 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.