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Dabney Cindy L's Form 4 filing

Sierra Bancorp (BSRR) · filed Dec 4, 2025

Accession no.
0001130144-25-000039
Filed
Dec 4, 2025
Trade date
Dec 3, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $110.2K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dabney Cindy LCIK 0001805631Officer (SVP/Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 3, 2025Common StockMOption exerciseAcquired+1,000$28.21+$28,2107,348.49Direct
Dec 3, 2025Common StockSSaleDisposed−883$32.00−$28,2566,465.49Direct
Dec 3, 2025Common StockMOption exerciseAcquired+1,000$27.35+$27,3507,465.49Direct
Dec 3, 2025Common StockSSaleDisposed−856$32.00−$27,3926,609.49Direct
Dec 3, 2025Common StockMOption exerciseAcquired+1,000$27.30+$27,3007,609.49Direct
Dec 3, 2025Common StockSSaleDisposed−855$32.00−$27,3606,754.49Direct
Dec 3, 2025Common StockMOption exerciseAcquired+1,000$27.11+$27,1107,754.49Direct
Dec 3, 2025Common StockSSaleDisposed−849$32.00−$27,1686,905.49Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 3, 2025Common StockMOption exerciseDisposed−1,000$0.00$00Direct
Dec 3, 2025Common StockMOption exerciseDisposed−1,000$0.00$00Direct
Dec 3, 2025Common StockMOption exerciseDisposed−1,000$0.00$00Direct
Dec 3, 2025Common StockMOption exerciseDisposed−1,000$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Exercise of 4,000 stock options with accompanying sales to cover the exercise price and taxes.

Read the full filing on SEC EDGAR (opens in a new tab)