Spector David's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Jun 12, 2025
- Accession no.
- 0001127602-25-017384
- Filed
- Jun 12, 2025
- Trade date
- Jun 11, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions. Open-market sales total $491.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spector DavidCIK 0001275713 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 11, 2025 | Common Stock | SSaleDisposed | −2,717 | $97.79F2 | −$265,695.43 | 142,887 | Indirect | |
| Jun 11, 2025 | Common Stock | SSaleDisposed | −2,100 | $98.83F3 | −$207,543 | 140,787 | Indirect | |
| Jun 11, 2025 | Common Stock | SSaleDisposed | −183 | $99.40F4 | −$18,190.2 | 140,604 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is the weighted average price of multiple transactions ranging from $97.33 to $98.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is the weighted average price of multiple transactions ranging from $98.34 to $99.3350. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is the weighted average price of multiple transactions ranging from $99.34 to $99.45. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.