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Coen Steven P.'s Form 4 filing

Ginkgo Bioworks Holdings, Inc. (DNA) · filed Apr 23, 2025

Accession no.
0001127602-25-012502
Filed
Apr 23, 2025
Trade date
Apr 17-21, 2025
Filing delay
6 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $7.26K. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Coen Steven P.CIK 0001977441Officer (See remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 17, 2025Class A Common StockMOption exerciseAcquired+587–F1–8,599Direct
Apr 17, 2025Class A Common StockMOption exerciseAcquired+156–F1–8,755Direct
Apr 17, 2025Class A Common StockMOption exerciseAcquired+1,061–F1–9,816Direct
Apr 21, 2025Class A Common StockSSaleDisposed−997$7.28−$7,258.168,819Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 17, 2025Class A Common StockMOption exerciseDisposed−587–F1–14,688Direct
Apr 17, 2025Class A Common StockMOption exerciseDisposed−156–F1–5,471Direct
Apr 17, 2025Class A Common StockMOption exerciseDisposed−1,061–F1–3,184Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Referenced by the price of 3 transactions in Table I and 3 transactions in Table II.

Remarks

Chief Accounting Officer

Read the full filing on SEC EDGAR (opens in a new tab)