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Dmytruk Mark E.'s Form 4 filing

Ginkgo Bioworks Holdings, Inc. (DNA) · filed Apr 23, 2025

Accession no.
0001127602-25-012500
Filed
Apr 23, 2025
Trade date
Apr 17-21, 2025
Filing delay
6 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $9.06K. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dmytruk Mark E.CIK 0001873507Officer (See remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 17, 2025Class A Common StockMOption exerciseAcquired+454–F1–44,603Direct
Apr 17, 2025Class A Common StockMOption exerciseAcquired+453–F1–45,056Direct
Apr 17, 2025Class A Common StockMOption exerciseAcquired+572–F1–45,628Direct
Apr 17, 2025Class A Common StockMOption exerciseAcquired+1,061–F1–46,689Direct
Apr 17, 2025Class A Common StockMOption exerciseAcquired+8–F3–46,697Direct
Apr 21, 2025Class A Common StockSSaleDisposed−1,244$7.28−$9,056.3245,453Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 17, 2025Class A Common StockMOption exerciseDisposed−454–F1–4,068Direct
Apr 17, 2025Class A Common StockMOption exerciseDisposed−453–F1–10,423Direct
Apr 17, 2025Class A Common StockMOption exerciseDisposed−572–F1–20,060Direct
Apr 17, 2025Class A Common StockMOption exerciseDisposed−1,061–F1–3,184Direct
Apr 17, 2025Class A Common StockMOption exerciseDisposed−8–F8–5,906Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Referenced by the price of 4 transactions in Table I and 4 transactions in Table II.

F3

Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date.

Referenced by the price of 1 transaction in Table I.

F8

Includes shares of Class B Common Stock that are subject to vesting conditions.

Referenced by the price of 1 transaction in Table II.

Remarks

Chief Financial Officer

Read the full filing on SEC EDGAR (opens in a new tab)