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Spector David's Form 4 filing

PennyMac Financial Services, Inc. (PFSI) · filed Apr 3, 2025

Accession no.
0001127602-25-011563
Filed
Apr 3, 2025
Trade date
Apr 2, 2025
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions. Open-market sales total $517.2K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Spector DavidCIK 0001275713Director, Officer (Chairman & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 2, 2025Common StockSSaleDisposed−4,417$103.36F2−$456,541.12151,187Indirect
Apr 2, 2025Common StockSSaleDisposed−583$104.04F3−$60,655.32150,604Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is the weighted average price of multiple transactions ranging from $102.84 to $103.835. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F3

The price reported is the weighted average price of multiple transactions ranging from $103.95 to $104.33. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)