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Jones Doug's Form 4 filing

PennyMac Financial Services, Inc. (PFSI) · filed Mar 7, 2025

Accession no.
0001127602-25-008752
Filed
Mar 7, 2025
Trade date
Mar 5, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $862.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jones DougCIK 0001544302Director, Officer (Director, President & CMBO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 5, 2025Common StockSSaleDisposed−8,202$102.94F1−$844,313.8819,227Direct
Mar 5, 2025Common StockSSaleDisposed−171$103.63F2−$17,720.7319,056Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported is the weighted average price of multiple transactions ranging from $102.52 to $103.47. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F2

The price reported is the weighted average price of multiple transactions ranging from $103.56 to $103.67. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)