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Oliver George's Form 4 filing

Johnson Controls International plc (JCI) · filed Feb 26, 2025

Accession no.
0001127602-25-006865
Filed
Feb 26, 2025
Trade date
Feb 24-26, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $21.3M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Oliver GeorgeCIK 0001403297Officer (Chairman & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 24, 2025Ordinary SharesMOption exerciseAcquired+75,000$45.69+$3,426,7501,278,892.93Direct
Feb 24, 2025Ordinary SharesSSaleDisposed−75,000$83.89−$6,291,7501,203,892.93Direct
Feb 25, 2025Ordinary SharesMOption exerciseAcquired+75,000$45.69+$3,426,7501,278,892.93Direct
Feb 25, 2025Ordinary SharesMOption exerciseAcquired+54,263$45.69+$2,479,276.471,333,155.93Direct
Feb 25, 2025Ordinary SharesSSaleDisposed−54,263$84.14−$4,565,688.821,278,892.93Direct
Feb 25, 2025Ordinary SharesSSaleDisposed−64,145$83.03−$5,325,959.351,214,747.93Direct
Feb 25, 2025Ordinary SharesSSaleDisposed−10,855$83.71−$908,672.051,203,892.93Direct
Feb 26, 2025Ordinary SharesMOption exerciseAcquired+49,476$45.69+$2,260,558.441,253,368.93Direct
Feb 26, 2025Ordinary SharesSSaleDisposed−49,476$85.96−$4,252,956.961,203,892.93Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 24, 2025Ordinary SharesMOption exerciseDisposed−75,000$0.00$0178,739Direct
Feb 25, 2025Ordinary SharesMOption exerciseDisposed−75,000$0.00$0103,739Direct
Feb 25, 2025Ordinary SharesMOption exerciseDisposed−54,263$0.00$049,476Direct
Feb 26, 2025Ordinary SharesMOption exerciseDisposed−49,476$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)