Perotti Daniel Stanley's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Feb 19, 2025
- Accession no.
- 0001127602-25-005665
- Filed
- Feb 19, 2025
- Trade date
- Feb 14, 2025
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.07M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Perotti Daniel StanleyCIK 0001591994 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2025 | Common Stock | AGrant or awardAcquired | +4,913 | $0.00 | $0 | 42,414 | Direct | |
| Feb 14, 2025 | Common Stock | SSaleDisposed | −10,500 | $101.49F4 | −$1,065,645 | 214,997 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2025 | Common Stock | AGrant or awardAcquired | +12,529 | $0.00 | $0 | 12,529 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price reported is the weighted average price of multiple transactions at prices ranging from $101.08 to $102.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.