Russell David Eric's Form 4 filing
Yum Brands Inc (YUM) · filed Feb 11, 2025
- Accession no.
- 0001127602-25-004129
- Filed
- Feb 11, 2025
- Trade date
- Feb 10, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.64M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Russell David EricCIK 0001513190 | Officer (Vice President, Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2025 | Common Stock | MOption exerciseAcquired | +17,197 | $49.66 | +$854,003.02 | 39,157 | Direct | |
| Feb 10, 2025 | Common Stock | DReturned to the companyDisposed | −10,070 | $143.56 | −$1,445,649.2 | 29,087 | Direct | |
| Feb 10, 2025 | Common Stock | SSaleDisposed | −7,127 | $144.63 | −$1,030,778.01 | 21,960 | Direct | |
| Feb 10, 2025 | Common Stock | MOption exerciseAcquired | +17,197 | $49.66 | +$854,003.02 | 39,157 | Direct | |
| Feb 10, 2025 | Common Stock | DReturned to the companyDisposed | −11,073 | $143.56 | −$1,589,639.88 | 28,084 | Direct | |
| Feb 10, 2025 | Common Stock | SSaleDisposed | −6,124 | $144.63 | −$885,714.12 | 21,960 | Direct | |
| Feb 10, 2025 | Common Stock | SSaleDisposed | −5,000 | $144.63 | −$723,150 | 16,960 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2025 | Common Stock | MOption exerciseDisposed | −17,197 | $0.00 | $0 | 0 | Direct | |
| Feb 10, 2025 | Common Stock | MOption exerciseDisposed | −17,197 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.