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Oliver George's Form 4 filing

Johnson Controls International plc (JCI) · filed Feb 7, 2025

Accession no.
0001127602-25-003611
Filed
Feb 7, 2025
Trade date
Feb 6-7, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $35.7M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Oliver GeorgeCIK 0001403297Officer (Chairman & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 6, 2025Ordinary SharesMOption exerciseAcquired+205,168$37.36+$7,665,076.481,465,694.93Direct
Feb 6, 2025Ordinary SharesSSaleDisposed−163,076$85.99−$14,022,905.241,302,618.93Direct
Feb 6, 2025Ordinary SharesSSaleDisposed−42,092$86.89−$3,657,373.881,260,526.93Direct
Feb 7, 2025Ordinary SharesMOption exerciseAcquired+131,711$37.36+$4,920,722.961,392,237.93Direct
Feb 7, 2025Ordinary SharesMOption exerciseAcquired+73,457$33.39+$2,452,729.231,465,694.93Direct
Feb 7, 2025Ordinary SharesSSaleDisposed−200,274$88.02−$17,628,117.481,265,420.93Direct
Feb 7, 2025Ordinary SharesSSaleDisposed−4,894$88.57−$433,461.581,260,526.93Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 6, 2025Ordinary SharesMOption exerciseDisposed−205,168$0.00$0131,711Direct
Feb 7, 2025Ordinary SharesMOption exerciseDisposed−131,711$0.00$00Direct
Feb 7, 2025Ordinary SharesMOption exerciseDisposed−73,457$0.00$0353,701Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)