Kushel J. Richard's Form 4 filing
BlackRock, Inc.BLK · filed Jan 31, 2025
- Accession no.
- 0001127602-25-002628
- Filed
- Jan 31, 2025
- Trade date
- Jan 30, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $10.7M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kushel J. RichardCIK 0001059240 | Officer (Senior Managing Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2025 | Shares Of Common Stock (par Value $0.01 Per Share) | MOption exerciseAcquired | +10,000 | $513.50 | +$5,135,000 | 78,433.34 | Direct | |
| Jan 30, 2025 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −1,930 | $1,070.50 | −$2,066,065 | 76,503.34 | Direct | |
| Jan 30, 2025 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −6,414 | $1,072.63F2 | −$6,879,848.82 | 70,089.34 | Direct | |
| Jan 30, 2025 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −1,656 | $1,075.15F3 | −$1,780,448.4 | 68,433.34 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2025 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 47,142 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $1,072.41 to $1,073.37. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $1,075.00 to $1,075.47. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.