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Roman Michael F's Form 4 filing

3M Co (MMM) · filed Jan 30, 2025

Accession no.
0001127602-25-002424
Filed
Jan 30, 2025
Trade date
Jan 29, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 28 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.55M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Roman Michael FCIK 0001577544Director, Officer (Chairman of the Board)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 29, 2025Common StockMOption exerciseAcquired+54,775$130.14+$7,128,418.5230,493.07Direct
Jan 29, 2025Common StockSSaleDisposed−1,326$152.26−$201,896.76229,167.07Direct
Jan 29, 2025Common StockSSaleDisposed−29,670$152.27−$4,517,850.9199,497.07Direct
Jan 29, 2025Common StockSSaleDisposed−1,955$152.28−$297,707.4197,542.07Direct
Jan 29, 2025Common StockSSaleDisposed−372$152.29−$56,651.88197,170.07Direct
Jan 29, 2025Common StockSSaleDisposed−687$152.30−$104,630.1196,483.07Direct
Jan 29, 2025Common StockSSaleDisposed−500$152.30−$76,150195,983.07Direct
Jan 29, 2025Common StockSSaleDisposed−1,581$152.31−$240,802.11194,402.07Direct
Jan 29, 2025Common StockSSaleDisposed−2,473$152.32−$376,687.36191,929.07Direct
Jan 29, 2025Common StockSSaleDisposed−5$152.32−$761.6191,924.07Direct
Jan 29, 2025Common StockSSaleDisposed−1,994$152.33−$303,746.02189,930.07Direct
Jan 29, 2025Common StockSSaleDisposed−65$152.33−$9,901.45189,865.07Direct
Jan 29, 2025Common StockSSaleDisposed−1,925$152.34−$293,254.5187,940.07Direct
Jan 29, 2025Common StockSSaleDisposed−34$152.34−$5,179.56187,906.07Direct
Jan 29, 2025Common StockSSaleDisposed−1,274$152.35−$194,093.9186,632.07Direct
Jan 29, 2025Common StockSSaleDisposed−36$152.35−$5,484.6186,596.07Direct
Jan 29, 2025Common StockSSaleDisposed−1,153$152.36−$175,671.08185,443.07Direct
Jan 29, 2025Common StockSSaleDisposed−200$152.36−$30,472185,243.07Direct
Jan 29, 2025Common StockSSaleDisposed−424$152.37−$64,604.88184,819.07Direct
Jan 29, 2025Common StockSSaleDisposed−282$152.38−$42,971.16184,537.07Direct
Jan 29, 2025Common StockSSaleDisposed−1,723$152.39−$262,567.97182,814.07Direct
Jan 29, 2025Common StockSSaleDisposed−200$152.39−$30,478182,614.07Direct
Jan 29, 2025Common StockSSaleDisposed−116$152.40−$17,678.4182,498.07Direct
Jan 29, 2025Common StockSSaleDisposed−300$152.41−$45,723182,198.07Direct
Jan 29, 2025Common StockSSaleDisposed−100$152.41−$15,241182,098.07Direct
Jan 29, 2025Common StockSSaleDisposed−100$152.42−$15,242181,998.07Direct
Jan 29, 2025Common StockSSaleDisposed−200$152.42−$30,484181,798.07Direct
Jan 29, 2025Common StockSSaleDisposed−903$152.43−$137,644.29180,895.07Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 29, 2025Common StockMOption exerciseDisposed−54,775$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)