Roman Michael F's Form 4 filing
3M Co (MMM) · filed Jan 27, 2025
- Accession no.
- 0001127602-25-001991
- Filed
- Jan 27, 2025
- Trade date
- Jan 24, 2025
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.79M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roman Michael FCIK 0001577544 | Director, Officer (Chairman of the Board) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2025 | Common Stock | MOption exerciseAcquired | +45,276 | $146.05 | +$6,612,559.8 | 220,994.07 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −25,403 | $150.00 | −$3,810,450 | 195,591.07 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −100 | $150.01 | −$15,001 | 195,491.07 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −8,321 | $150.01 | −$1,248,233.21 | 187,170.07 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −947 | $150.02 | −$142,068.94 | 186,223.07 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −200 | $150.03 | −$30,006 | 186,023.07 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −9,100 | $150.04 | −$1,365,364 | 176,923.07 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −558 | $150.04 | −$83,722.32 | 176,365.07 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −100 | $150.05 | −$15,005 | 176,265.07 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −100 | $150.05 | −$15,005 | 176,165.07 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −445 | $150.06 | −$66,776.7 | 175,720.07 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −2 | $150.07 | −$300.14 | 175,718.07 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2025 | Common Stock | MOption exerciseDisposed | −45,276 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.