Catz Safra's Form 4 filing
Oracle Corp (ORCL) · filed Jan 24, 2025
- Accession no.
- 0001127602-25-001988
- Filed
- Jan 24, 2025
- Trade date
- Jan 22-24, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 15 non-derivative transactions and 4 derivative transactions. Open-market sales total $705.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Catz SafraCIK 0001205005 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 22, 2025 | Common Stock | MOption exerciseAcquired | +2,101,154 | $51.13 | +$107,432,004.02 | 3,219,746 | Direct | |
| Jan 22, 2025 | Common Stock | SSaleDisposed | −2,033,460 | $185.29F2 | −$376,779,803.4 | 1,186,286 | Direct | |
| Jan 22, 2025 | Common Stock | SSaleDisposed | −49,808 | $186.33F3 | −$9,280,724.64 | 1,136,478 | Direct | |
| Jan 22, 2025 | Common Stock | SSaleDisposed | −700 | $187.60F4 | −$131,320 | 1,135,778 | Direct | |
| Jan 22, 2025 | Common Stock | SSaleDisposed | −6,410 | $189.71F5 | −$1,216,041.1 | 1,129,368 | Direct | |
| Jan 22, 2025 | Common Stock | SSaleDisposed | −10,776 | $190.10F6 | −$2,048,517.6 | 1,118,592 | Direct | |
| Jan 23, 2025 | Common Stock | MOption exerciseAcquired | +398,846 | $51.13 | +$20,392,995.98 | 1,517,438 | Direct | |
| Jan 23, 2025 | Common Stock | MOption exerciseAcquired | +959,908 | $51.13 | +$49,080,096.04 | 2,477,346 | Direct | |
| Jan 23, 2025 | Common Stock | SSaleDisposed | −1,191,721 | $185.33F7 | −$220,861,652.93 | 1,285,625 | Direct | |
| Jan 23, 2025 | Common Stock | SSaleDisposed | −167,033 | $186.15F8 | −$31,093,192.95 | 1,118,592 | Direct | |
| Jan 24, 2025 | Common Stock | MOption exerciseAcquired | +345,174 | $51.13 | +$17,648,746.62 | 1,463,766 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −252,391 | $185.12F9 | −$46,722,621.92 | 1,211,375 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −64,881 | $186.47F10 | −$12,098,360.07 | 1,146,494 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −25,902 | $187.38F11 | −$4,853,516.76 | 1,120,592 | Direct | |
| Jan 24, 2025 | Common Stock | SSaleDisposed | −2,000 | $188.15F12 | −$376,300 | 1,118,592 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 22, 2025 | Common Stock | MOption exerciseDisposed | −2,101,154 | $0.00 | $0 | 398,846 | Direct | |
| Jan 23, 2025 | Common Stock | MOption exerciseDisposed | −398,846 | $0.00 | $0 | 0 | Direct | |
| Jan 23, 2025 | Common Stock | MOption exerciseDisposed | −959,908 | $0.00 | $0 | 1,540,092 | Direct | |
| Jan 24, 2025 | Common Stock | MOption exerciseDisposed | −345,174 | $0.00 | $0 | 1,194,918 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $185.00 to $185.9925. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $186.00 to $186.955. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $187.53 to $187.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $188.98 to $189.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $190.00 to $190.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $185.00 to $185.995. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $186.00 to $186.44. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $185.00 to $185.995. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $186.00 to $186.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $187.015 to $187.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $188.035 to $188.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.