Dmytruk Mark E.'s Form 4 filing
Ginkgo Bioworks Holdings, Inc. (DNA) · filed Jan 8, 2025
- Accession no.
- 0001127602-25-001023
- Filed
- Jan 8, 2025
- Trade date
- Jan 3-6, 2025
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $7.56K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dmytruk Mark E.CIK 0001873507 | Officer (See remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2025 | Class A Common Stock | MOption exerciseAcquired | +450 | –F1 | – | 32,836 | Direct | |
| Jan 3, 2025 | Class A Common Stock | MOption exerciseAcquired | +453 | –F1 | – | 33,289 | Direct | |
| Jan 3, 2025 | Class A Common Stock | MOption exerciseAcquired | +572 | –F1 | – | 33,861 | Direct | |
| Jan 6, 2025 | Class A Common Stock | SSaleDisposed | −645 | $11.72 | −$7,559.4 | 33,216 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2025 | Class A Common Stock | MOption exerciseDisposed | −450 | –F1 | – | 5,430 | Direct | |
| Jan 3, 2025 | Class A Common Stock | MOption exerciseDisposed | −453 | –F1 | – | 11,782 | Direct | |
| Jan 3, 2025 | Class A Common Stock | MOption exerciseDisposed | −572 | –F1 | – | 21,776 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Referenced by the price of 3 transactions in Table I and 3 transactions in Table II.
Remarks
Chief Financial Officer